Description:
National Association of Securities Dealers (NASD) developed the NASD Regulation site to provide regulatory information about the securities industry and the Nasdaq Stock Market (discussed in the April 19, 1996 Scout Report). The site contains all NASD press releases since 1996, as well as speeches and testimony by senior management. A monthly publication available at the site highlights the latest regulatory information about the NASD. The primary draw for visitors to the site will probably be the broker disciplinary information service, which allows investors to check on the professional backgrounds and disciplinary records of NASD registered brokers and member firms. Other information available to investors includes tips on investing wisely, how to avoid Internet securities scams and resolving disputes with brokers and brokerage firms.
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